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Richard Eugene Middleton

Financial Enhancement Group

Anderson, IN

Sebastopol, CA

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Current Employers
Financial Enhancement Group

2704 Enterprise Drive, Anderson, IN 46013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-06
  • CA RA
    APPROVED
    Since 2026-01-06

Branch Locations

2704 Enterprise Drive, Anderson, IN 46013 • United States

Sebastopol, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Brokers Alliance Rohnert CA 01/1998 Present
  • 01/1998 → Present
    National Brokers Alliance
    Rohnert, CA
Other Businesses

National Brokers Alliance, Insurance Marketing Organization 6050 Commerce Blvd, Ste 205, Rohnert Park, CA 94928 Markerer, recruiting agents and promoting sales of insurance based products. Started January 1998 Recruiting agents, review paperwork, follow up with carriers 12 hours a week Recruiting agents, review paperwork, follow up with carriers

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-09
  • S65 Uniform Investment Adviser Law Examination
    2015-11-09

View on SEC IAPD

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