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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2022-04-26 |
Branch Locations
75 Fountain Street Suite R1, Providence, RI 02902 • United States
1262 Boylston Street Floor 01, Chestnut Hill, MA 02467-2104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 05/2014 | 03/2022 |
| Charles Schwab & Co., Inc. | Proviedence | RI | 03/2022 | Present |
| Charles Schwab Bank Ssb | Providence | RI | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-17 |
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