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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-04-28
  • MD RA
    APPROVED
    Since 2024-04-28

Branch Locations

1070 W Patrick St , Frederick , MD 21703 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bethesda MD 04/2010 Present
Other Businesses

I*: 230526 eight Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Chesapeake, VA 23323 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 04/07/2025 Number of Hours: 1 hr annually Number of Hours during trading: 0 Duties: Co-owner of rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-26
  • S66 Uniform Combined State Law Examination
    2024-04-26
Other Names
  • David Y Chang
  • David Chang

View on SEC IAPD

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