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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2025-09-29 |
| TX | RA | APPROVED | 2025-09-26 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
Sandy, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 11/2015 | 11/2016 |
| E*Trade Securities Llc | Sandy | UT | 11/2016 | 09/2021 |
| E*Trade Securities Llc | Sandy | UT | 09/2021 | Present |
| Morgan Stanley | Sandy | UT | 01/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
1. Apartment Rental 2. Investment Related: No 3. (Personal Address) 4. Rental 5. Landlord 6. 06/01/2019 7. Hours devoted to business: 0 8. Hours devoted during Securities business: 0 9. I bought a house and am renting a room. Landlord.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-21 |
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