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Ryan Ferguson

First Citizens Investor Services, Inc.

Raleigh, NC

Greenville, SC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-10
NC RA APPROVED 2022-08-16
  • TX RA
    APPROVED
    Since 2023-03-10
  • NC RA
    APPROVED
    Since 2022-08-16

Branch Locations

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

325 West Mcbee Avenue, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Latham NY 11/2015 09/2016
Ubs Financial Services Inc. Weehawken NJ 09/2016 05/2021
Lpl Financial Llc Fort Mill SC 05/2021 08/2022
First Citizens Investor Services Raleigh NC 08/2022 Present
  • 11/2015 → 09/2016
    The Ayco Company, L.P./Mercer Allied
    Latham, NY
  • 09/2016 → 05/2021
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 05/2021 → 08/2022
    Lpl Financial Llc
    Fort Mill, SC
  • 08/2022 → Present
    First Citizens Investor Services
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-27
  • S66 Uniform Combined State Law Examination
    2016-05-27
Designations
Other Names
  • Ryan Donald Ferguson
  • Ryan D Ferguson

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
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Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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