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Current Employers
Lazard Asset Management Llc

30 Rockefeller Plaza, New York, NY 10112 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-20
  • TX RA
    APPROVED
    Since 2023-03-20

Branch Locations

30 Rockefeller Plaza, New York, NY 10112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc New York NY 05/2016 10/2020
Etrade Securities Llc Alpharetta GA 10/2020 11/2021
Voya Investments Distributor, Llc Windsor CT 11/2021 03/2023
Voya Investment Management Atlanta GA 11/2021 03/2023
Voya Investment Management Co. Llc New York NY 11/2021 03/2023
Lazard Asset Management Llc New York NY 03/2023 Present
Lazard Asset Management Llc New York NY 03/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-08
S63 Uniform Securities Agent State Law Examination 2015-12-29
  • S65 Uniform Investment Adviser Law Examination
    2022-02-08
  • S63 Uniform Securities Agent State Law Examination
    2015-12-29
Other Names
  • Gio Olomo

View on SEC IAPD

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