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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-12 |
| IL | RA | APPROVED | 2019-07-01 |
Branch Locations
390 E Congress Pkwy Ste 390-E, Crystal Lake, IL 60014 • United States
Sugar Grove, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Warrenville | IL | 03/2011 | 04/2017 |
| Securities America, Inc. | Crystal Lake | IL | 04/2017 | 05/2019 |
| Securities America Advisors | Crystal Lake | IL | 04/2017 | 05/2019 |
| Lpl Financial, Llc | Crystal Lake | IL | 05/2019 | Present |
1) 05/31/2019 - DBA for LPL Business (entity for LPL business) - PWA - Crystal Lake, IL 2) 05/31/2019 - DBA for LPL Business (entity for LPL business) - Professional Wealth Advisors - Crystal Lake, IL 3) 10/27/2021 - No Business Name - Investment Related - Home Based - Non-Variable Insurance - Start Date: 10/26/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 4) 10/27/2021 - PWA Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/26/2021 - 2 Hours Per Month/2 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-14 |
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