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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Plano | TX | 04/2026 | Present |
| Vanguard Marketing Corporation | Plano | TX | 04/2026 | Present |
| Vanguard Advisers, Inc. | Plano | TX | 04/2026 | Present |
| Axos Financial Inc. | San Diego | CA | 04/2022 | 03/2026 |
| Axos Invest Llc | San Diego | CA | 04/2022 | 03/2026 |
| Bank Of America Corporation | San Diego | CA | 09/2014 | 03/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-01 |
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