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Current Employers
The Pinnacle Financial Group

9 South Long Beach Road, Rockville Centre, NY 11570 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-20
  • NY RA
    APPROVED
    Since 2021-08-20

Branch Locations

370 N Iowa Avenue, N Massapequa, NY 11758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Priority Pension Services N. Massapequa NY 10/2005 Present
Planmember Securities Corporation Carpinteria CA 07/2016 10/2017
Lifeplan Wealth Management Group New Haven CT 07/2016 10/2017
Lpl Financial Llc Rockville Centre NY 11/2017 Present
The Pinnacle Financial Group Rockville Centre NY 10/2017 Present
  • 10/2005 → Present
    Priority Pension Services
    N. Massapequa, NY
  • 07/2016 → 10/2017
    Planmember Securities Corporation
    Carpinteria, CA
  • 07/2016 → 10/2017
    Lifeplan Wealth Management Group
    New Haven, CT
  • 11/2017 → Present
    Lpl Financial Llc
    Rockville Centre, NY
  • 10/2017 → Present
    Rockville Centre, NY
Other Businesses

1. 11/6/2017- The Pinnacle Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/09/2017 - 40 Hours Per Month During Securities Trading - Time Spent 50%. 2. 2/15/2018 - The Pinnacle Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/09/2017 - 40 Hours Per Month During Securities Trading - Time Spent 50% - I provide investment advisory services through The Pinnacle Financial Group, an independent investment advisor firm. I started this business activity on 2/15/2018. I expect to spend approximately 40 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/3/2019 - Priority Advisory Services, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/18/2018 - 60 Hours Per Month/4 Hours During Securities Trading. 4. 04/16/2026 - Priority Pension Services, Inc. - Investment Related - North Massapequa, NY - Third Party Administrator (TPA) - Owner - Started 10/06/2017 - 40 Hours Per Month/10 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-08-13
  • S63 Uniform Securities Agent State Law Examination
    2016-08-13
Other Names
  • Dawn Marie Feniello
  • Dawn Marie Bressingham

View on SEC IAPD

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