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9 South Long Beach Road, Rockville Centre, NY 11570 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Priority Pension Services | N. Massapequa | NY | 10/2005 | Present |
| Planmember Securities Corporation | Carpinteria | CA | 07/2016 | 10/2017 |
| Lifeplan Wealth Management Group | New Haven | CT | 07/2016 | 10/2017 |
| Lpl Financial Llc | Rockville Centre | NY | 11/2017 | Present |
| The Pinnacle Financial Group | Rockville Centre | NY | 10/2017 | Present |
1. 11/6/2017- The Pinnacle Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/09/2017 - 40 Hours Per Month During Securities Trading - Time Spent 50%. 2. 2/15/2018 - The Pinnacle Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/09/2017 - 40 Hours Per Month During Securities Trading - Time Spent 50% - I provide investment advisory services through The Pinnacle Financial Group, an independent investment advisor firm. I started this business activity on 2/15/2018. I expect to spend approximately 40 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/3/2019 - Priority Advisory Services, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/18/2018 - 60 Hours Per Month/4 Hours During Securities Trading. 4. 04/16/2026 - Priority Pension Services, Inc. - Investment Related - North Massapequa, NY - Third Party Administrator (TPA) - Owner - Started 10/06/2017 - 40 Hours Per Month/10 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-08-13 |
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