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125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Abercrombie & Fitch | Garden City | NY | 03/2016 | 10/2016 |
| J. Crew | Garden City | NY | 10/2016 | 03/2017 |
| Flynn Zito Capital Management | Garden City | NY | 01/2017 | 05/2017 |
| Morgan Stanley | Garden City | NY | 07/2017 | 06/2018 |
| Jp Morgan Chase Bank | Lake Ronkonkoma | NY | 06/2018 | 11/2020 |
| Unemployed | Farmingdale | NY | 06/2017 | 07/2017 |
| Jp Morgan Securities Llc | Lake Ronkonkoma | NY | 06/2018 | 06/2021 |
| Lpl Financial Llc | Garden City | NY | 01/2017 | 05/2017 |
| Jp Morgan Chase Bank | Massapequa | NY | 11/2020 | 06/2021 |
| United Capital Financial Advisors, Llc | Irving | TX | 07/2021 | Present |
| Lion Street Financial | Bethpage | NY | 02/2024 | 11/2025 |
| Integrity Alliance, Llc. | Bethpage | NY | 11/2025 | Present |
1) UNITED CAPITAL FINANCIAL ADVISORS, LLC; POSITION: EMPLOYEE; NATURE: INVESTMENT MANAGEMENT AND FINANCIAL PLANNING; INVESTMENT RELATED: YES; NUMBER OF HOURS: 160; SECURITIES TRADING HOURS: 160; START DATE: 07/05/2021; ADDRESS: 24 UNION AVE, BETHPAGE, NY 11714, USA; DESCRIPTION: PROVIDES SUPPORT ADVISORS; SERVES AS LIASION FOR DESIGNATED CLIENTS. 2) REGISTERED REPRESENTATIVE AND INDEPENDENT CONTRACTOR OF INTEGRITY ALLIANCE, LLC. ("INTEGRITY ALLIANCE"), A REGISTERED BROKER-DEALER, MEMBER FINRA & SIPC. INTEGRITY WEALTH IS A MARKETING NAME FOR INTEGRITY ALLIANCE. UNITED CAPITAL IS NOT AFFILIATED WITH INTEGRITY WEALTH. WHEN ACTING IN THE CAPACITY OF A REGISTERED REPRESENTIVE, COMPENSATION MAY BE GENERATED FROM COMMISSIONS AND SUCH COMPENSATION MAY VARY. THIS GIVES AN INCENTIVE TO RECOMMEND INVESTMENT PRODUCTS BASED ON THE COMPENSATION RECEIVED RATHER THAN ON THE CLIENT'S NEEDS. CLIENTS ARE UNDER NO OBLIGATION TO CONDUCT BROKERAGE BUSINESS THROUGH THE ASSOCIATION WITH INTEGRITY WEALTH. WHEN ACTING IN AN ADVISORY CAPACITY UNDER UNITED CAPITAL, THERE IS A FIDUCIARY OBLIGATION TO ACT IN THE CLIENT'S BEST INTEREST.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-15 |
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