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Christopher Patrick Casey

Windrock Wealth Management

Naperville, IL

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Current Employers
Windrock Wealth Management

225 West Jefferson Avenue, Suite 2, Naperville, IL 60540 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-01-05
  • IL RA
    APPROVED
    Since 2016-01-05

Branch Locations

225 West Jefferson Avenue, Suite 2, Naperville, IL 60540 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Windrock Wealth Management Llc Naperville IL 01/2013 Present
Windrock Wealth Management Llc Naperville IL 01/2016 Present
  • 01/2013 → Present
    Windrock Wealth Management Llc
    Naperville, IL
  • 01/2016 → Present
    Windrock Wealth Management Llc
    Naperville, IL
Designations
Other Names
  • Chris Casey

View on SEC IAPD

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