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Lin Jiang Baron

LPl Enterprise, LLC

New York, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securites New York NY 01/2016 03/2017
Massachusetts Mutual Life Insurance Company New York NY 07/2016 05/2017
Mml Investors Services, Llc New York NY 03/2017 05/2017
Pruco Securities, Llc. New York NY 05/2017 11/2024
Prudential Insurance Company Of America New York NY 05/2017 Present
Lpl Enterprise, Llc New York NY 11/2024 Present
  • 01/2016 → 03/2017
    Metlife Securites
    New York, NY
  • 07/2016 → 05/2017
    Massachusetts Mutual Life Insurance Company
    New York, NY
  • 03/2017 → 05/2017
    Mml Investors Services, Llc
    New York, NY
  • 05/2017 → 11/2024
    Pruco Securities, Llc.
    New York, NY
  • 05/2017 → Present
    Prudential Insurance Company Of America
    New York, NY
  • 11/2024 → Present
    Lpl Enterprise, Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-07
  • S66 Uniform Combined State Law Examination
    2016-09-07
Other Names
  • Lin Jiang

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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