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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-05-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2016 | 12/2016 |
| Northwestern Mutual Investment Services Llc | San Diego | CA | 07/2016 | 12/2016 |
| Aerotek | San Diego | CA | 01/2017 | 07/2017 |
| First Allied Securities | San Diego | CA | 07/2017 | 05/2018 |
| Amazon Flex | San Diego | CA | 10/2017 | 01/2019 |
| Cetera Advisors Llc | Denver | CO | 05/2018 | 04/2019 |
| Cetera Advisor Networks Llc | El Segundo | CA | 05/2018 | 04/2019 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 05/2018 | 04/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 05/2018 | 04/2019 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 05/2018 | 04/2019 |
| First Allied Securities, Inc. | San Diego | CA | 05/2018 | 04/2019 |
| Lpl Financial | San Diego | CA | 04/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-12 |
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