Andrew James Austin

Rbc Rochdale, LLC

San Francisco, CA

Claim This Profile

Current Employers

Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-02-07
CA	RA	APPROVED	2014-07-22

TX RA
APPROVED_RES

Since 2025-02-07
CA RA
APPROVED

Since 2014-07-22

Branch Locations

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

455 Market Street, San Francisco, CA 94105 • United States

Concord, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
City National Rochdale	San Francisco	CA	01/2014	Present

01/2014 → Present

City National Rochdale

San Francisco, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-07-21

S66 Uniform Combined State Law Examination

2014-07-21

View on SEC IAPD

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