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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-10-13 |
| TX | RA | APPROVED | 2023-10-13 |
Branch Locations
270 Park Avenue 23Rd Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs & Co. | New York | NY | 01/2014 | 09/2021 |
| Jpmorgan Chase Bank Na | New York | NY | 11/2021 | Present |
| Jpmorgan Securities Llc | New York | NY | 11/2021 | Present |
| Unemployed | New York | NY | 10/2021 | 10/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-13 |
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