Oscar Daniel Ramos

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-01-18
CA	RA	APPROVED	2018-10-15

TX RA
APPROVED

Since 2019-01-18
CA RA
APPROVED

Since 2018-10-15

Branch Locations

3840 Kilroy Airport Way Suite 400, Long Beach, CA 90806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Long Beach	CA	01/2016	12/2016
California State University Long Beach	Long Beach	CA	08/2015	05/2017
Morgan Stanley Smith Barney Llc	Long Beach	CA	12/2016	Present

01/2016 → 12/2016

Morgan Stanley Smith Barney Llc

Long Beach, CA
08/2015 → 05/2017

California State University Long Beach

Long Beach, CA
12/2016 → Present

Morgan Stanley Smith Barney Llc

Long Beach, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-15

S66 Uniform Combined State Law Examination

2018-10-15

View on SEC IAPD

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