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Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-28
  • FL RA
    APPROVED
    Since 2026-08-28

Branch Locations

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

821 Fifth Avenue South Suite 102, Naples, FL 34102 • United States

Transcend Capital Advisors, Llc

7 Giralda Farms Suite 300, Madison, NJ 07940 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-25
  • FL RA
    APPROVED
    Since 2026-03-25

Branch Locations

821 Fifth Avenue South Suite 102, Naples, FL 34102 • United States

7 Giralda Farms Suite 300, Madison, NJ 07940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transcend Capital Advisors, Llc Madison NJ 09/2022 07/2026
Hhr Asset Managment, Llc Berkeley Heights NJ 09/2009 09/2019
Unemployed Madison NJ 09/2019 09/2022
Arax Advisory Partners Naples FL 08/2026 Present
Other Businesses

1) Racing Prodigy Inc; Not Investment Related; 52 Crescent Road, Madison, NJ. 07940; Executive Chairman; 05/17/2022; 51% of the common stock; Approximately 6 hours per month. 2) First Principles Racing Inc; Not Investment Related; 52 Crescent Road, Madison, NJ. 07940; Chief Executive Officer; 03/03/2017; 100% ownership; Approximately 8 hours per month. 3) 35 4th Street LLC; Investment Related; 52 Crescent Road, Madison, NJ. 07940; Member, Manager; 08/01/2016; Owner; Approximately 0.2 hours per month. 4) Your Home Here, LLC; Investment Related; 52 Crescent Road, , Madison, NJ. 07940; Manager, Member; 02/01/2020; 100% Owner, Passive LP in real estate; Approximately 0 hours per month. 5) First Principles Asset Management; Investment Related; 52 Crescent Road, , Madison, NJ. 07940; Manager, Member; 04/01/2020; 100% Ownership; Approximately 0 hours per month. 6) First Principles Advisors; Not Investment Related; 52 Crescent Road, Madison, NJ. 07940; Manager, Member; 02/01/2020; 100% Ownership; Approximately 0 hours per month. 7) Fassnacht Motorsports LLC; Not Investment Related; 52 Crescent Road, Madison, NJ. 07940;Manager, Member; 10/01/2012; 100% Ownership; Approximately 0 hours per month. 8) TNB Design & Build LLC; ; Not Investment Related; 52 Crescent Road, Madison, NJ. 07940;Manager, Member; 02/01/2017; 100% Ownership; Approximately 0 hours per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-03
S63 Uniform Securities Agent State Law Examination 1998-10-29
  • S65 Uniform Investment Adviser Law Examination
    2022-10-03
  • S63 Uniform Securities Agent State Law Examination
    1998-10-29
Other Names
  • Matthew Fassnacht

View on SEC IAPD

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