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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-28 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
821 Fifth Avenue South Suite 102, Naples, FL 34102 • United States
7 Giralda Farms Suite 300, Madison, NJ 07940 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-25 |
Branch Locations
821 Fifth Avenue South Suite 102, Naples, FL 34102 • United States
7 Giralda Farms Suite 300, Madison, NJ 07940 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transcend Capital Advisors, Llc | Madison | NJ | 09/2022 | 07/2026 |
| Hhr Asset Managment, Llc | Berkeley Heights | NJ | 09/2009 | 09/2019 |
| Unemployed | Madison | NJ | 09/2019 | 09/2022 |
| Arax Advisory Partners | Naples | FL | 08/2026 | Present |
1) Racing Prodigy Inc; Not Investment Related; 52 Crescent Road, Madison, NJ. 07940; Executive Chairman; 05/17/2022; 51% of the common stock; Approximately 6 hours per month. 2) First Principles Racing Inc; Not Investment Related; 52 Crescent Road, Madison, NJ. 07940; Chief Executive Officer; 03/03/2017; 100% ownership; Approximately 8 hours per month. 3) 35 4th Street LLC; Investment Related; 52 Crescent Road, Madison, NJ. 07940; Member, Manager; 08/01/2016; Owner; Approximately 0.2 hours per month. 4) Your Home Here, LLC; Investment Related; 52 Crescent Road, , Madison, NJ. 07940; Manager, Member; 02/01/2020; 100% Owner, Passive LP in real estate; Approximately 0 hours per month. 5) First Principles Asset Management; Investment Related; 52 Crescent Road, , Madison, NJ. 07940; Manager, Member; 04/01/2020; 100% Ownership; Approximately 0 hours per month. 6) First Principles Advisors; Not Investment Related; 52 Crescent Road, Madison, NJ. 07940; Manager, Member; 02/01/2020; 100% Ownership; Approximately 0 hours per month. 7) Fassnacht Motorsports LLC; Not Investment Related; 52 Crescent Road, Madison, NJ. 07940;Manager, Member; 10/01/2012; 100% Ownership; Approximately 0 hours per month. 8) TNB Design & Build LLC; ; Not Investment Related; 52 Crescent Road, Madison, NJ. 07940;Manager, Member; 02/01/2017; 100% Ownership; Approximately 0 hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-29 |
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