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Sean Wilburn Powley

Facet

West Palm Beach, FL

Charlotte, NC

CRD 6585767

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Employer firm

Facet CRD 285961

$7.60B regulatory AUM 2,521 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Facet

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-01-21
TX RA APPROVED 2022-01-21
  • NC RA
    APPROVED
    Since 2022-01-21
  • TX RA
    APPROVED
    Since 2022-01-21

Branch Locations

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 11/2015 08/2018
Ubs Financial Services Inc. Charlotte NC 08/2018 11/2021
Facet Wealth Baltimore MD 01/2022 Present
  • 11/2015 → 08/2018
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2018 → 11/2021
    Ubs Financial Services Inc.
    Charlotte, NC
  • 01/2022 → Present
    Facet Wealth
    Baltimore, MD
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-01-04
  • S63 Uniform Securities Agent State Law Examination
    2016-01-04
Designations
  • Certified Financial Planner
Other Names
  • Sean Powley

View on SEC IAPD

Nearby Firms

CLEARSKY ADVISORS LLC
MYRIAD ASSET MANAGEMENT ADVISORS LLC
TCG STRATEGIC INCOME ADVISOR LLC

Nearby Investors

SARA DAWN ROTH
SUZANN RITA ZADANOSKY
ROBERT EDWARD DEFOREST

Nearby Offices

CLEARSKY ADVISORS LLC · WEST PALM BEACH, FL
MYRIAD ASSET MANAGEMENT ADVISORS LLC · WEST PALM BEACH, FL
TCG STRATEGIC INCOME ADVISOR LLC · WEST PALM BEACH, FL

More in West Palm Beach, FL

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