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Diane Nicole Klitz

Axos Invest, Inc

Las Vegas, NV

Omaha, NE

CRD 6585443

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Employer firm

Axos Invest, Inc CRD 150953

$151M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Axos Invest, Inc

9205 W Russell Road Suite 400, Las Vegas, NV 89148 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-01-29
  • NE RA
    APPROVED
    Since 2025-01-29

Branch Locations

9205 W Russell Road Suite 400, Las Vegas, NV 89148 • United States

15950 West Dodge Road, Ste 300, Omaha, NE 68118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cor Clearing Llc Omaha NE 11/2015 01/2022
Morgan Stanley Omaha NE 01/2022 05/2024
Axos Clearing, Llc Omaha NE 05/2024 Present
  • 11/2015 → 01/2022
    Cor Clearing Llc
    Omaha, NE
  • 01/2022 → 05/2024
    Morgan Stanley
    Omaha, NE
  • 05/2024 → Present
    Axos Clearing, Llc
    Omaha, NE
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-06
  • S66 Uniform Combined State Law Examination
    2022-05-06
Other Names
  • Diane Nicole Hamilton

View on SEC IAPD

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