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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-01-06
  • NJ RA
    APPROVED
    Since 2021-01-06

Branch Locations

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

480 Washington Blvd 16Th Floor, Jersey City, NJ 07310 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citibank Englewood & Hackensack NJ 06/2012 Present
  • 06/2012 → Present
    Citibank
    Englewood & Hackensack, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-30
S63 Uniform Securities Agent State Law Examination 2016-02-25
  • S66 Uniform Combined State Law Examination
    2020-12-30
  • S63 Uniform Securities Agent State Law Examination
    2016-02-25
Other Names
  • Sofia Taveras

View on SEC IAPD

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