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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-06-04
TX RA APPROVED 2018-06-04
  • CO RA
    APPROVED
    Since 2018-06-04
  • TX RA
    APPROVED
    Since 2018-06-04

Branch Locations

4190 Austin Bluffs Pkwy, Flr 01, Colorado Springs, CO 80918 • United States

1455 16Th St Mall Floor 06, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Inc Denver CO 12/2015 02/2018
Td Ameritrade, Inc. Denver CO 02/2018 04/2018
Jpmorgan Securities Llc Denver CO 04/2018 Present
Jpmorgan Chase Bank N.A. Denver CO 04/2018 Present
  • 12/2015 → 02/2018
    Scottrade Inc
    Denver, CO
  • 02/2018 → 04/2018
    Td Ameritrade, Inc.
    Denver, CO
  • 04/2018 → Present
    Jpmorgan Securities Llc
    Denver, CO
  • 04/2018 → Present
    Jpmorgan Chase Bank N.A.
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-30
S63 Uniform Securities Agent State Law Examination 2016-03-04
  • S66 Uniform Combined State Law Examination
    2018-05-30
  • S63 Uniform Securities Agent State Law Examination
    2016-03-04

View on SEC IAPD

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