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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-06-07 |
| TX | RA | APPROVED | 2021-06-04 |
Branch Locations
350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Lauderdale | FL | 05/2016 | 06/2021 |
| Bank Of America, N.A. | Fort Lauderdale | FL | 05/2016 | 06/2021 |
| Morgan Stanley Smith Barney Llc | Fort Lauderdale | FL | 06/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2021 | Present |
*456694 - V1Aero; Investment related - No; Davie, Florida; Automotive/Transportation; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 10/2021; During business hours: 0; After business hours: 1; Purchase, refurbishment, and resale of aviation equipment *549450 - The Parks Foundation of Broward County; Investment related: No; Oakland Park, Florida; Civic/Community; Board Member, Treasurer (proprietor, partner, officer, director, employee, trustee, agent); 04/2023; During business hours: 1; After business hours: 0; Event planning, help budget for the needs of the organization and provide monthly financial updates with respect to the bank account. *112 - Ryan Thieme Forestry; Investment Related: Yes; Decatur, Indiana; Agriculture; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 03/2024; During Business Hours: 0; After Business Hours: 1; Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-26 |
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