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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-09-02
TX RA APPROVED 2022-09-02
  • NY RA
    APPROVED
    Since 2022-09-02
  • TX RA
    APPROVED
    Since 2022-09-02

Branch Locations

767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na New York NY 07/2017 09/2022
Jpmorgan Securities Llc New York NY 07/2017 09/2022
University Of Maryland, College Park College Park MD 08/2013 05/2017
Unemployed New York NY 05/2017 07/2017
Wells Fargo Clearing Services, Llc New York NY 09/2022 Present
  • 07/2017 → 09/2022
    Jpmorgan Chase Bank Na
    New York, NY
  • 07/2017 → 09/2022
    Jpmorgan Securities Llc
    New York, NY
  • 08/2013 → 05/2017
    University Of Maryland, College Park
    College Park, MD
  • 05/2017 → 07/2017
    Unemployed
    New York, NY
  • 09/2022 → Present
    New York, NY
Previous Registrations
Other Businesses

79BB VENTURES PARTNERSHIP, INV RELATED, ARMONK, NY, 50% OWNERSHIP, START 6/3/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS PRIVATE INVESTMENTS. BB BEAUMONT LLC ; INV RELATED; ARMONK,NY; LLC;50% OWNERSHIP; START DATE: 10/31/2024; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-10-11
  • S63 Uniform Securities Agent State Law Examination
    2017-10-11

View on SEC IAPD

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