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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-08-19 |
Branch Locations
197 S Federal Hwy Ste 200, Boca Raton, FL 33432 • United States
Oakland Park, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Boca Raton | FL | 12/2012 | Present |
| Mml Investors Services, Llc | Boca Raton | FL | 12/2015 | Present |
(1)NAME: LEVANTI WEALTH INV REL: Y ADD: 197 S FEDERAL HWY SUITE 200, BOCA RATON, FL 33432 NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START DATE: 12/2012 NO HRS/MO: 15 NO HRS/MO DURING SEC TRADING TIME: 15 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY, LONG-TERM CARE, & HEALTH. (2)NAME: SONS OF BOSSESS LLC INV REL: N ADD: 1401 E. BROWARD BLVD SUITE 300 FORT LAUDERDALE FL 33301 NATURE: GROUP CREATED TO HELP FAMILY BUSINESS POSITION: SALES AGENT START DATE: 1/2015 NO HRS/MO: 10 NO HRS/MO DURING SEC TRADING TIME: 2 (3)NAME: EPPY BROTHERS, LLC INV REL: Y ADD: 197 S FEDERAL HWY SUITE 200, BOCA RATON, FL 33432 NATURE: OTHER - PERSONAL/PAYROLL POSITION: OWNER/PARTNER START DATE: 02/25/2021 NO HRS/MO: 20 NO HRS/MO DURING SEC TRADING TIME: 10 DESCRIBE DUTIES: DAY TO DAY OPERATIONS OF OUR FINANCIAL SERVICES BUSINESS. (4)NAME: CRAIG EPPY INV REL: N ADD: 500 NE SPANISH RIVER BLVD BOCA RATON FL 33431 NATURE: NON-PROFIT ORGANIZATION- SPECIAL NEEDS SCHOOL POSITION: TREASURE- NO BANK AUTHORITARIAN START DATE: 1/1/2023 NO HRS/MO: 3 NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: I GO TO BOARD MEETINGS AND HELP VOTE AS A BOARD MEMBER ON ITEMS TO HELP THE SCHOOL ADVANCE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-02 |
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