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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-08-19
  • FL RA
    APPROVED
    Since 2019-08-19

Branch Locations

197 S Federal Hwy Ste 200, Boca Raton, FL 33432 • United States

Oakland Park, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Boca Raton FL 12/2012 Present
Mml Investors Services, Llc Boca Raton FL 12/2015 Present
Other Businesses

(1)NAME: LEVANTI WEALTH INV REL: Y ADD: 197 S FEDERAL HWY SUITE 200, BOCA RATON, FL 33432 NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START DATE: 12/2012 NO HRS/MO: 15 NO HRS/MO DURING SEC TRADING TIME: 15 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY, LONG-TERM CARE, & HEALTH. (2)NAME: SONS OF BOSSESS LLC INV REL: N ADD: 1401 E. BROWARD BLVD SUITE 300 FORT LAUDERDALE FL 33301 NATURE: GROUP CREATED TO HELP FAMILY BUSINESS POSITION: SALES AGENT START DATE: 1/2015 NO HRS/MO: 10 NO HRS/MO DURING SEC TRADING TIME: 2 (3)NAME: EPPY BROTHERS, LLC INV REL: Y ADD: 197 S FEDERAL HWY SUITE 200, BOCA RATON, FL 33432 NATURE: OTHER - PERSONAL/PAYROLL POSITION: OWNER/PARTNER START DATE: 02/25/2021 NO HRS/MO: 20 NO HRS/MO DURING SEC TRADING TIME: 10 DESCRIBE DUTIES: DAY TO DAY OPERATIONS OF OUR FINANCIAL SERVICES BUSINESS. (4)NAME: CRAIG EPPY INV REL: N ADD: 500 NE SPANISH RIVER BLVD BOCA RATON FL 33431 NATURE: NON-PROFIT ORGANIZATION- SPECIAL NEEDS SCHOOL POSITION: TREASURE- NO BANK AUTHORITARIAN START DATE: 1/1/2023 NO HRS/MO: 3 NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: I GO TO BOARD MEETINGS AND HELP VOTE AS A BOARD MEMBER ON ITEMS TO HELP THE SCHOOL ADVANCE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-05
S63 Uniform Securities Agent State Law Examination 2016-06-02
  • S65 Uniform Investment Adviser Law Examination
    2019-07-05
  • S63 Uniform Securities Agent State Law Examination
    2016-06-02
Other Names
  • Craig Eppy
  • Craig Ross Eppy

View on SEC IAPD

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