Soben Puckhaber

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 04/2017
  Morgan Stanley Smith Barney Llc
  New York, NY
• 03/2016 → 04/2017
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 04/2017 → Present
  Jpmorgan Chase Bank Na
  New York, NY
• 04/2017 → Present
  Jpmorgan Securities Llc
  New York, NY

Previous Registrations

• 2016-04-13 → 2017-04-11
  Morgan Stanley
  New York, NY

Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S66 Uniform Combined State Law Examination
  2016-04-11

Other Names

• Soben Rachana Huon