Waddy E Stephenson

Current Employers

Employment History

• 07/2012 → Present
  The Law Office Of Waddy Stephenson
  Carlsbad, CA
• 03/2012 → Present
  Foward Slope Inc
  San Diego, CA
• 11/2015 → Present
  The Vertical Group
  Escondido, CA
• 06/2023 → Present
  The Vertical Market Intelligence Group
  Escondido, CA

Other Businesses

I am the sole proprietor of The Law Office of Waddy Stephenson, a solo law practice in San Diego, CA. My practice is not investment related. Its address is 701 Palomar Airport Road Suite 300, Carlsbad, CA 92011. I was admitted to the State Bar of California in July 2011 and to the State Bar of New York in 2017 and have practiced law under this name since July 2011 and devote approximately 20 hours each month to the practice, approximately half of which occur during trading hours. I am also a part-time employee of Forward Slope where I provide general legal support by reviewing or drafting contracts and provide advice on other issues, such as human resources and export compliance. Forward Slope is a privately owned engineering firm primarily engaged in providing engineering services to the U.S. military. Forward Slope is headquartered at 2020 Camino Del Rio North Suite 400, San Diego, CA 92108. On average, I devote approximately 20 hours each month to these duties, most of which occur during trading hours. I am also a part-time consultant to Vertical Market Intelligence serving as its Chief Compliance Officer since June 1, 2023. On average, I devote approximately 40 hours each month to these duties, most of which occur outside of trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-05-20
• S63 Uniform Securities Agent State Law Examination
  2015-12-29