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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-18
NC RA APPROVED 2017-04-27
  • TX RA
    APPROVED
    Since 2023-10-18
  • NC RA
    APPROVED
    Since 2017-04-27

Branch Locations

Raleigh, NC • United States

3125 Springbank Ln Ste H, Charlotte, NC 28226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Raleigh NC 05/2016 03/2020
Ameriprise Financial Services, Llc Charlotte NC 03/2020 Present
Other Businesses

Outside Employment; Jeremiah C. Fitzpatrick Sole Proprietorship; employee; Manage advisory business; 16525 Forest Home Road, , Charlotte, NC, 28278; Investment-Related; 07/09/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-15
  • S66 Uniform Combined State Law Examination
    2017-03-15
Other Names
  • Michelle Pham
  • Michelle Doan Trang Pham

View on SEC IAPD

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