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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-03 |
| NJ | RA | APPROVED | 2022-10-21 |
| NY | RA | APPROVED | 2022-10-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | New York | NY | 11/2015 | 02/2017 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 02/2016 | 02/2017 |
| E*Trade Securities Llc | New York | NY | 02/2017 | Present |
| E*Trade Capital Management Llc | New York | NY | 02/2017 | Present |
| Morgan Stanley Smith Barney Llc | Little Falls | NJ | 10/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-04 |
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