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1712 Main Street Suite 400, Kansas City, MO 64108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-29 |
Branch Locations
1138 N Alma School Rd, Mesa, AZ 85201 • United States
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2015-11-30 |
Branch Locations
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Galloway Asset Management, Llc | Mesa | AZ | 11/2015 | Present |
| Modern Wealth Management, Llc | Mesa | AZ | 08/2025 | Present |
the name of the other business; Modern Wealth Management, LLC whether the business is investment-related; Yes the address of the other business; 1138 N Alma School Rd., Mesa, AZ 85201 the nature of the other business; RIA your position; Financial Advisor Representative the start date of your relationship; 08/29/2025 the approximate number of hours/month you devote to the other business; 80 hours the number of hours you devote to the other business during securities trading hours; 20 hours and briefly describe your duties relating to the other business; Educate and provide financial recommendations to clients and prospects.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-23 |
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