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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-04-28
  • IN RA
    APPROVED
    Since 2026-04-28

Branch Locations

20 Northwest 3Rd St Suite 850, Evansville, IN 47708-0009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird Evansville IN 10/2015 03/2026
Ameriprise Financial Services, Ll Evansville IN 04/2026 Present
  • 10/2015 → 03/2026
    Robert W Baird
    Evansville, IN
  • 04/2026 → Present
    Ameriprise Financial Services, Ll
    Evansville, IN
Previous Registrations
Other Businesses

Board of Directors; Camden Hancock Foundation Board; President; 1244 Raleigh Dr, , Evansville, IN, 47725; Investment-Related; 06/12/2019; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Sacred Service Group LLC; Employee; Manage advisory business; 20 NW 3rd St., Ste. 850, , Evansville, IN, 47708; Investment-Related; 07/09/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-05
S63 Uniform Securities Agent State Law Examination 2021-10-26
  • S65 Uniform Investment Adviser Law Examination
    2022-01-05
  • S63 Uniform Securities Agent State Law Examination
    2021-10-26
Other Names
  • Sara Leonard
  • Sara Hancock
  • Sara Ann Springer
  • Sara Springer

View on SEC IAPD

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