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Stephen Michael Soviero

Cerity Partners LLC

New York, NY

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-05
  • NY RA
    APPROVED
    Since 2023-07-05

Branch Locations

28 Liberty Street #2850, New York, NY 10005 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aj Wealth New York NY 06/2017 12/2018
Fairfield University Fairfield CT 09/2016 05/2017
Aj Wealth New York NY 01/2019 12/2020
Aj Wealth New York NY 01/2021 06/2023
Cerity Partners Llc New York NY 07/2023 Present
  • 06/2017 → 12/2018
    Aj Wealth
    New York, NY
  • 09/2016 → 05/2017
    Fairfield University
    Fairfield, CT
  • 01/2019 → 12/2020
    Aj Wealth
    New York, NY
  • 01/2021 → 06/2023
    Aj Wealth
    New York, NY
  • 07/2023 → Present
    Cerity Partners Llc
    New York, NY
Previous Registrations
  • 2018-11-28 → 2023-08-15
    Aj Wealth
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-28
  • S65 Uniform Investment Adviser Law Examination
    2018-11-28

View on SEC IAPD

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