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Crystal Shimizu

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Worcester, MA

Chicago, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-07-05
IL RA APPROVED 2017-06-30
  • TX RA
    APPROVED_RES
    Since 2017-07-05
  • IL RA
    APPROVED
    Since 2017-06-30

Branch Locations

100 Front St Ci Business Controls, Worcester, MA 01608 • United States

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Romeoville IL 01/2007 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 01/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-29
  • S66 Uniform Combined State Law Examination
    2017-06-29
Other Names
  • Crystal L Shimizu
  • Crystal L Johanson

View on SEC IAPD

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