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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-08-29 |
| TX | RA | APPROVED | 2022-08-25 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
Missouri City, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blackrock Investments, Inc. | Plainsboro | NJ | 03/2007 | 05/2019 |
| Thornburg Securities Corp. | Santa Fe | NM | 05/2019 | 08/2022 |
| Lpl Financial Llc | Missouri City | TX | 08/2022 | Present |
1. 09/09/2022 - IHSM Properties LLC - Investment Related - Home Based - Other - Partnership - Partner - Start Date - 01.10.2019 - 4 Hours Per Month.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-07-19 |
| S66 | Uniform Combined State Law Examination | 2005-03-03 |
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