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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-17 |
| NY | RA | APPROVED | 2022-05-17 |
Branch Locations
85 Broad Street 25Th Floor,26Th Floor, New York, NY 10004 • United States
135 Main Street Suite 1700, San Francisco, CA 94105 • United States
Sherman Oaks, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Securities Inc. | Los Angeles | CA | 10/2015 | 11/2020 |
| Guggenheim Securities | San Francisco | CA | 11/2020 | 04/2022 |
| Oppenheimer & Company | San Francisco | CA | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-02 |
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