Stephen Ganpat

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 03/2017
  New York Life Insurance Company
  White Plains, NY
• 11/2015 → 03/2017
  Nylife Securities Llc
  White Plains, NY
• 06/2007 → 03/2019
  Manor Auto Service Center
  Pelham, NY
• 03/2017 → 06/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  White Plains, NY
• 03/2017 → 06/2018
  Bank Of America, N.A.
  White Plains, NY
• 04/2019 → 05/2021
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 04/2019 → 05/2021
  J.P. Morgan Securities Llc
  New York, NY
• 06/2021 → Present
  Morgan Stanley
  New York, NY

Previous Registrations

• 2019-05-09 → 2021-06-02
  J.P. Morgan Securities Llc
  New York, NY
• 2017-04-28 → 2018-06-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  White Plains, NY

Exams

• S66 Uniform Combined State Law Examination
  2017-04-27
• S63 Uniform Securities Agent State Law Examination
  2016-02-11

Other Names

• Stephen Kenneth Ganpat