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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-12 |
| TX | RA | APPROVED | 2023-10-11 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
5100 Town Center Circle, Boca Raton, FL 33486 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | New York | NY | 11/2015 | 01/2017 |
| Next Financial Group, Inc. | Houston | TX | 02/2017 | 12/2017 |
| Citigroup | New York | NY | 12/2017 | 03/2021 |
| First Republic Securities Company, Llc | Boca Raton | FL | 03/2021 | 09/2023 |
| First Republic Investment Management, Inc. | Boca Raton | FL | 03/2021 | Present |
| J.P. Morgan Securities Llc | Boca Raton | FL | 09/2023 | Present |
| Jp Morgan Chase Bank, N.A. | Boca Raton | FL | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-22 |
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