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Nathan Robert Falso

Edward Jones

Warwick, RI

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-03
RI RA APPROVED 2025-02-28
  • TX RA
    APPROVED_RES
    Since 2025-06-03
  • RI RA
    APPROVED
    Since 2025-02-28

Branch Locations

120 Lambert Lind Hwy Unit 2, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Johnston RI 04/2016 10/2016
New York Life Insurance Co Johnston RI 10/2015 10/2016
Citizens Bank Warwick RI 11/2016 02/2018
Citizens Securities Inc Warwick RI 11/2016 11/2018
Citizens Securities Inc. Riverside RI 02/2018 11/2018
Citizens Bank Riverside RI 02/2018 11/2018
Wells Fargo Clearing Services Llc Worcester MA 11/2018 01/2023
Clarfeld Tarrytown NY 01/2023 12/2024
Citizens Securities Inc Westwood MA 01/2023 12/2024
Edward Jones St Louis MO 02/2025 Present
Previous Registrations
Other Businesses

Rental Real Estate Warwick, RI Start date: 4/1/2018 Owner Hours per week: 1 Hours during trading: 0 Coordinate Maintenance/Repair

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-11
S63 Uniform Securities Agent State Law Examination 2016-08-06
  • S65 Uniform Investment Adviser Law Examination
    2017-04-11
  • S63 Uniform Securities Agent State Law Examination
    2016-08-06
Designations
Other Names
  • Nathan Robert Falso
  • Nathan R Falso

View on SEC IAPD

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