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Inactive

Cole Mallen Hansen

Douglas C. Lane & Associates

New York, NY

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Current Employers
Douglas C. Lane & Associates

One Dag Hammarskjold Plaza 885 Second Avenue, 42 Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-08-08
  • NY RA
    APPROVED
    Since 2022-08-08

Branch Locations

One Dag Hammarskjold Plaza 885 Second Avenue, 42 Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Weatherly Asset Management, Lp Del Mar CA 06/2015 05/2018
Weatherly Asset Management, Lp Del Mar CA 06/2018 06/2019
Weatherly Asset Management, Lp Del Mar CA 06/2019 12/2021
Weatherly Asset Management, Lp Del Mar CA 12/2021 07/2022
Douglas C. Lane & Associates New York MI 08/2022 Present
  • 06/2015 → 05/2018
    Weatherly Asset Management, Lp
    Del Mar, CA
  • 06/2018 → 06/2019
    Weatherly Asset Management, Lp
    Del Mar, CA
  • 06/2019 → 12/2021
    Weatherly Asset Management, Lp
    Del Mar, CA
  • 12/2021 → 07/2022
    Weatherly Asset Management, Lp
    Del Mar, CA
  • 08/2022 → Present
    Douglas C. Lane & Associates
    New York, MI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-05
  • S65 Uniform Investment Adviser Law Examination
    2015-11-05
Designations

View on SEC IAPD

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