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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-06-04 |
Branch Locations
10 S Jefferson St Ste 2100 [V3/V8-Rbo], Roanoke, VA 24011 • United States
9906 Southpoint Pkwy, Fredericksburg, VA 22407 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Roanoke | VA | 05/2026 | Present |
| Amica Insurance | Providence | RI | 04/2023 | 06/2026 |
| Unemployed | Parole | MD | 10/2022 | 04/2023 |
| T Rowe Price | Owings Mills | MD | 10/2015 | 07/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hunt Valley | MD | 07/2020 | 07/2022 |
| Bank Of America, N.A. | Hunt Valley | MD | 09/2020 | 07/2022 |
| Empower Financial Services, Inc | Greenwood Village | CO | 08/2022 | 10/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2025-12-02 |
| S66 | Uniform Combined State Law Examination | 2020-08-25 |
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