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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-29
IA RA APPROVED 2016-02-23
  • TX RA
    APPROVED_RES
    Since 2019-03-29
  • IA RA
    APPROVED
    Since 2016-02-23

Branch Locations

530 2Nd St, Webster City, IA 50595 • United States

1080 Jordan Creek Pkwy Ste 140N, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fort Dodge IA 11/2015 03/2020
Ameriprise Financial Services, Llc West Des Moines IA 03/2020 Present
Other Businesses

Business Ownership; FISH 2 O; minority owner with some voting on operating matters; Established for purposes of shared operational infrastructure, expense management, and continuity planning among team members; 1400 Central Ave, , Fort Dodge, IA, 50501; Not Investment-Related; 10/18/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Robinson Ruhnke, PC; Co-owner; Tax Preparation; 903 US-30, , Carroll , IA, 51401; Not Investment-Related; 02/01/2024; 0 hours per month; 0 during trading hours / EarnedIt Holdings LLC; Co-owner; Manage Ameriprise Business; 1080 Jordan Creek Pkwy, , West Des Moines, Iow, IA, 50266; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; FISH 2 O; Staff - Financial Advisor - This is our franchise advisor's separate entity that pays us our salary through a PEO, Oasis. No work unrelated to being a financial advisor with Ameriprise, but paid through a different entity, FISH 2 O.; ; 1400 Central Ave, , Fort Dodge, IA, 50501; Not Investment-Related; 01/01/2017; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; SCC Clear Lake, LLC; Family Lake house owned by an LLC between my father and his wife and husband and myself.; 2521 S Lakeview Dr, , Clear Lake, IA, 50428; Not Investment-Related; 07/12/2019; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-04
  • S66 Uniform Combined State Law Examination
    2016-02-04
Other Names
  • Courtney Brandt
  • Courtney Jean Brandt

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