Courtney Jean Vander Plaats

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 03/2020
  Ameriprise Financial Services, Inc.
  Fort Dodge, IA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  West Des Moines, IA

Other Businesses

Business Ownership; FISH 2 O; minority owner with some voting on operating matters; Established for purposes of shared operational infrastructure, expense management, and continuity planning among team members; 1400 Central Ave, , Fort Dodge, IA, 50501; Not Investment-Related; 10/18/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Robinson Ruhnke, PC; Co-owner; Tax Preparation; 903 US-30, , Carroll , IA, 51401; Not Investment-Related; 02/01/2024; 0 hours per month; 0 during trading hours / EarnedIt Holdings LLC; Co-owner; Manage Ameriprise Business; 1080 Jordan Creek Pkwy, , West Des Moines, Iow, IA, 50266; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; FISH 2 O; Staff - Financial Advisor - This is our franchise advisor's separate entity that pays us our salary through a PEO, Oasis. No work unrelated to being a financial advisor with Ameriprise, but paid through a different entity, FISH 2 O.; ; 1400 Central Ave, , Fort Dodge, IA, 50501; Not Investment-Related; 01/01/2017; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; SCC Clear Lake, LLC; Family Lake house owned by an LLC between my father and his wife and husband and myself.; 2521 S Lakeview Dr, , Clear Lake, IA, 50428; Not Investment-Related; 07/12/2019; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2016-02-04

Other Names

• Courtney Brandt
• Courtney Jean Brandt