Katie Beth Wilkins

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 09/2018
  Lpl Financial, Llc
  Harrisonburg, VA
• 02/2016 → 09/2018
  Stratos Wealth Partners
  Harrisonburg, VA
• 09/2018 → Present
  Commonwealth Financial Network
  Waltham, MA
• 09/2018 → Present
  Stern & Heatwole Financial Group, Pc
  Harrisonburg, VA

Previous Registrations

• 2018-08-31 → 2018-09-14
  Stratos Wealth Partners, Ltd
  Harrisonburg, VA

Other Businesses

(1) 02/08/2016: No Business Name - Notary - Not Investment Related - 305 Lucy Drive, Harrisonburg, VA 22801 - Start 11/16/2015 - 1% Time Spent - Notary Public (2) 02/08/2016: Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - 305 Lucy Drive, Harrisonburg, VA 22801 - 40 Hr/Mo; 40 Hour(s) During Securities Trading; 100% Time Spent (3) 02/08/2016: Stern & Heatwole Financial Group, PC - DBA for LPL Business (entity for LPL business) - Investment Related - 305 Lucy Drive, Harrisonburg, VA 22801 - 40 Hr/Mo; 40 Hour(s) During Securities Trading; 100% Time Spent (4) 02/11/2016: Stratos Wealth Partners - Registered Investment Advisor DBA - DBA: (Hybrid) Stern & Heatwole Financial Group, PC - Investment Related - 305 Lucy Drive, Harrisonburg, VA 22801 - 40 Hr/Mo; 40 Hour(s) During Securities Trading; 100% Time Spent - For Administrative Purposes Only (5) 02/11/2016: Stratos Wealth Partners - Registered Investment Advisor Hybrid - DBA: (Hybrid) Stratos Wealth Partners - Investment Related - 305 Lucy Drive, Harrisonburg, VA 22801 - 40 Hr/Mo; 40 Hour(s) During Securities Trading; 100% Time Spent - Administrative Role

Exams

• S66 Uniform Combined State Law Examination
  2016-09-15

Other Names

• Katie Beth Whetzel