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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2018-09-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Harrisonburg | VA | 02/2016 | 09/2018 |
| Stratos Wealth Partners | Harrisonburg | VA | 02/2016 | 09/2018 |
| Commonwealth Financial Network | Waltham | MA | 09/2018 | Present |
| Stern & Heatwole Financial Group, Pc | Harrisonburg | VA | 09/2018 | Present |
(1) 02/08/2016: No Business Name - Notary - Not Investment Related - 305 Lucy Drive, Harrisonburg, VA 22801 - Start 11/16/2015 - 1% Time Spent - Notary Public (2) 02/08/2016: Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - 305 Lucy Drive, Harrisonburg, VA 22801 - 40 Hr/Mo; 40 Hour(s) During Securities Trading; 100% Time Spent (3) 02/08/2016: Stern & Heatwole Financial Group, PC - DBA for LPL Business (entity for LPL business) - Investment Related - 305 Lucy Drive, Harrisonburg, VA 22801 - 40 Hr/Mo; 40 Hour(s) During Securities Trading; 100% Time Spent (4) 02/11/2016: Stratos Wealth Partners - Registered Investment Advisor DBA - DBA: (Hybrid) Stern & Heatwole Financial Group, PC - Investment Related - 305 Lucy Drive, Harrisonburg, VA 22801 - 40 Hr/Mo; 40 Hour(s) During Securities Trading; 100% Time Spent - For Administrative Purposes Only (5) 02/11/2016: Stratos Wealth Partners - Registered Investment Advisor Hybrid - DBA: (Hybrid) Stratos Wealth Partners - Investment Related - 305 Lucy Drive, Harrisonburg, VA 22801 - 40 Hr/Mo; 40 Hour(s) During Securities Trading; 100% Time Spent - Administrative Role
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-15 |
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