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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2021-10-12 |
Branch Locations
6465 South 3000 East Suite 200, Salt Lake City, UT 84121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Salt Lake City | UT | 10/2015 | 09/2021 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 09/2021 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2021 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2021 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 160 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 2) INVESTMENT MANAGEMENT CONSULTANTS, 6465 S 3000 E, Ste 200, Salt Lake City UT 84121, United States, 09/27/2021, IAR, DBA, INV REL, 160/Mo - 120/Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-04 |
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