Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-24 |
| CA | RA | APPROVED | 2020-12-01 |
Branch Locations
350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Chino Hills | CA | 10/2015 | 11/2016 |
| Wells Fargo Bank, Na | Walnut | CA | 06/2013 | Present |
| Wells Fargo Clearing Services, Llc | Walnut | CA | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; FONTANA, CA; 100% OWNERSHIP WITH SPOUSE; START 10/20/2010; 0 HOURS PER MONTH, 0 DURING TRADING; OWNER, LANDLORD. CK TEA HOUSE INC. DBA HOUSE OF PONG SEAFOOD & GRILL, NOT INV RELATED, CLAREMONT, CA, AUTHORIZED SIGNER, 40 HOURS PER MONTH, ZERO DURING TRADING, SERVER ASSISTANT CASHIER AND AUTHORIZED SIGNER. NUSKIN; NOT INV. RELATED; PROVO, UT; CUSTOMER; START DATE 5/1/2019; 8 HRS PER MONTH; 1 HR DURING TRADING. PONG'S RAMEN & BURGER, NOT INV RELATED, CLAREMONT, CA, 50% OWNERSHIP, START 10/15/2019, 100 HOURS PER MONTH, 5 HOURS DURING TRADING, GENERAL MANAGER OF RESTAURANT. HOUSE OF PONG ASIAN FUSION, NOT INV RELATED, CLAREMONT, CA, MANAGER, START 7/27/2021, 140 HOURS PER MONTH, 5 HOURS DURING TRADING, MANAGING RESTAURANT AND STAFF.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-03 |
Reach out to this advisor