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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-23
TX RA APPROVED_RES 2021-08-19
FL RA APPROVED 2021-02-09
  • NY RA
    APPROVED
    Since 2021-09-23
  • TX RA
    APPROVED_RES
    Since 2021-08-19
  • FL RA
    APPROVED
    Since 2021-02-09

Branch Locations

2255 Glades Road Suite 412E, Boca Raton, FL 33431 • United States

16 Driggs Street Top Floor Right, Staten Island, NY 10308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 03/2016 06/2020
Equitable Advisors, Llc New York NY 03/2016 Present
Other Businesses

OUTSIDE INSURANCE SALES THOUGH VARIOUS CARRIERS - Cove Accounting and Tax - Planning, LLC, Tax Preparer, 400 SW 28th Ave. Delray Beach, FL 33445. 09/03/2021. Approx 20 Hr/Mo. - Cove Partnership, LLC, Shareholder, 400 SW 28th Ave, Delray Beach, FL 33445. 09/03/2021. Approx 1 Hr/Mo. Cove Accounting & Tax Planning, LLC, 400 SW 28th Ave, Delray Beach, FL 33445, Owner of cove Partnership and Cove Partnership owns Cove Accounting & Tax Planning LLC, Tax Preparer, 09/02/2021, 1HR/MO. Cove Financial, LLC., Owner, 400 SW 28th Ave, Delray Beach, FL 33445, 11/29/2021, Approx 60 hr/mo. - DBA: Cove Financial, LLC - tom@cove.financial; The Rotary Club of Boca Raton 2000 NW 19th St Boca Raton FL 33431, Treasurer, 7/1/2023, 4 hours a month, $0 compensation; Woodlake Homeowners Association INC 385 SW 27th Terrace Delray Beach, FL 33445, Treasurer, Create annual budget for association, make sure we are remains on track and staying within budget, reviewing monthly P&L and income statements. looking at ways to allocate funds and what projects we should do within the community, 07/01/2023, 1HR/MO; BOCA RATON ROTARY FUND INC, Boca Raton, FL 33486, Director, Voting Board Member, 12/10/2025, 1HR/MO. Rotary Club of Boca Raton, President, create annual budget for association, make sure we remain on track and staying within budget, reviewing monthly P&L and income statements. looking at ways to allocate funds and what projects we should do within the community. Running weekly lunch meetings as well. Boca Raton, FL 33486 Start Date: 7/1/2026 Hours: 1hr/mo. Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-30
  • S66 Uniform Combined State Law Examination
    2016-04-30

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