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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-23 |
| TX | RA | APPROVED_RES | 2021-08-19 |
| FL | RA | APPROVED | 2021-02-09 |
Branch Locations
2255 Glades Road Suite 412E, Boca Raton, FL 33431 • United States
16 Driggs Street Top Floor Right, Staten Island, NY 10308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 03/2016 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 03/2016 | Present |
OUTSIDE INSURANCE SALES THOUGH VARIOUS CARRIERS - Cove Accounting and Tax - Planning, LLC, Tax Preparer, 400 SW 28th Ave. Delray Beach, FL 33445. 09/03/2021. Approx 20 Hr/Mo. - Cove Partnership, LLC, Shareholder, 400 SW 28th Ave, Delray Beach, FL 33445. 09/03/2021. Approx 1 Hr/Mo. Cove Accounting & Tax Planning, LLC, 400 SW 28th Ave, Delray Beach, FL 33445, Owner of cove Partnership and Cove Partnership owns Cove Accounting & Tax Planning LLC, Tax Preparer, 09/02/2021, 1HR/MO. Cove Financial, LLC., Owner, 400 SW 28th Ave, Delray Beach, FL 33445, 11/29/2021, Approx 60 hr/mo. - DBA: Cove Financial, LLC - tom@cove.financial; The Rotary Club of Boca Raton 2000 NW 19th St Boca Raton FL 33431, Treasurer, 7/1/2023, 4 hours a month, $0 compensation; Woodlake Homeowners Association INC 385 SW 27th Terrace Delray Beach, FL 33445, Treasurer, Create annual budget for association, make sure we are remains on track and staying within budget, reviewing monthly P&L and income statements. looking at ways to allocate funds and what projects we should do within the community, 07/01/2023, 1HR/MO; BOCA RATON ROTARY FUND INC, Boca Raton, FL 33486, Director, Voting Board Member, 12/10/2025, 1HR/MO. Rotary Club of Boca Raton, President, create annual budget for association, make sure we remain on track and staying within budget, reviewing monthly P&L and income statements. looking at ways to allocate funds and what projects we should do within the community. Running weekly lunch meetings as well. Boca Raton, FL 33486 Start Date: 7/1/2026 Hours: 1hr/mo. Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-30 |
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