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Michael Steven Giron

Cetera Investment Advisers LLC

El Segundo, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wescom Credit Union West Covina CA 11/2013 05/2017
Cetera Wealth Services, Llc El Segundo CA 10/2017 Present
Unemployed Los Angeles CA 06/2017 09/2017
Cetera Investment Services Llc Saint Cloud MN 10/2017 Present
Cetera Advisors Llc Denver CO 10/2017 Present
Cetera Financial Specialists Llc Schaumburg IL 10/2017 Present
Summit Brokerage Services, Inc. Boca Raton FL 10/2017 12/2019
First Allied Securities, Inc. (Fasi) San Diego CA 10/2017 09/2022
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 11/2013 → 05/2017
    Wescom Credit Union
    West Covina, CA
  • 10/2017 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2017 → 09/2017
    Unemployed
    Los Angeles, CA
  • 10/2017 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 10/2017 → Present
    Cetera Advisors Llc
    Denver, CO
  • 10/2017 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 10/2017 → 12/2019
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 10/2017 → 09/2022
    First Allied Securities, Inc. (Fasi)
    San Diego, CA
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-30
S63 Uniform Securities Agent State Law Examination 2016-07-29
  • S66 Uniform Combined State Law Examination
    2018-08-30
  • S63 Uniform Securities Agent State Law Examination
    2016-07-29

View on SEC IAPD

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