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12740 N River Road, Mequon, WI 53092 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-09-07 |
Branch Locations
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-21 |
| WI | RA | APPROVED | 2018-01-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Marshfield | MO | 10/2015 | 01/2018 |
| Raymond James Financial Services, Inc. | Mequon | WI | 01/2018 | Present |
| Raymond James Financial Services Advisors Inc. | Mequon | WI | 01/2018 | Present |
| Gentian Financial | Mequon | WI | 02/2018 | Present |
| Gentian Financial | Mequon | WI | 02/2018 | Present |
(1)Name of Business: Gentian Financial Address: 12740 N River Rd, Mequon, WI, 53092, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/01/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Meet with clients and prospects to discover their goals, create a plan, invest their assets, and continue to monitor that plan over time.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-23 |
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