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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate Insurance Co | Oneida | NY | 06/2016 | 04/2017 |
| Pruco Securities, Llc. | New Hartford | NY | 05/2017 | 11/2024 |
| Prudential Insurance Company Of America | New Hartford | NY | 11/2018 | Present |
| Lpl Enterprise, Llc | New Hartford | NY | 11/2024 | Present |
1) 11/13/2024- Leslie Shepardson- Notary Public- INV Related- New Hartford, NY- Start Date- 02/20/2006- 0hrs/mth- 0hrs during trading 2) 11/12/2024- Leslie Shepardson- Notary Public- Not INV Related- New Hartford, NY- Start Date 02/16/2006- 0hrs/mth- 0hrs during trading 3) 11/12/2024- Whitesboro Gymnastics Boosters- Take notes at meetings- Non-profit volunteer (not on board)- Not INV Related- New Hartford, NY- Start Date 09/01/2021- 0hrs/mth- 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-02-18 |
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