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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-11-14
  • MD RA
    APPROVED
    Since 2024-11-14

Branch Locations

9093 Ridgefield Dr Suite 207, Frederick, MD 21701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Saint Louis MO 10/2015 03/2019
M&T Securities, Inc. Frederick MD 03/2019 10/2020
Prudential Insurance Company Of America Frederick MD 10/2020 Present
Pruco Securities, Llc. Frederick MD 10/2020 11/2024
Lpl Enterprise, Llc Frederick MD 11/2024 Present
  • 10/2015 → 03/2019
    Saint Louis, MO
  • 03/2019 → 10/2020
    M&T Securities, Inc.
    Frederick, MD
  • 10/2020 → Present
    Prudential Insurance Company Of America
    Frederick, MD
  • 10/2020 → 11/2024
    Frederick, MD
  • 11/2024 → Present
    Frederick, MD
Previous Registrations
  • 2020-10-29 → 2024-11-14
    Frederick, MD
    North Bethesda, MD
    Walkersville, MD
  • 2019-03-15 → 2020-11-03
    M&T Securities, Inc.
    Frederick, MD
    Frederick, MD
    Hagerstown, MD
    Hagerstown, MD
    Frederick, MD
    Hagerstown, MD
    Leesburg, VA
  • 2016-01-07 → 2019-03-12
    Walkersville, MD
    St Louis, MO
    Frederick, MD
    New Market, MD
Other Businesses

1) 08/26/2024- St Timothy Roman Catholic Church- Non-profit volunteer (not on board)-Review the parish financial statements in conjunction with the other members of the committee and provide advice and recommendations to the pastor.- Not INV Related- At Frederick, MD- Start date 07/01/2022- 1 HRS MTH- 0 HRS During Trading 2) 08/26/2024- St Timothy Council 12255 Charities, Inc.- Non-profit volunteer (not on board)- Review the bank statements, provide financial reports to the membership, write checks as directed. Co-sign checks (2 signers required)- Not INV Related-At Frederick, MD- Start date 08/02/2024- 1 HRS MTH- 0 HRS During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-28
  • S66 Uniform Combined State Law Examination
    2015-12-28
Other Names
  • Timothy Joseph Kueberth
  • Timothy Kueberth
  • Timothy J Kueberth
  • Tim Kueberth

View on SEC IAPD

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