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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-11-14 |
Branch Locations
9093 Ridgefield Dr Suite 207, Frederick, MD 21701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Saint Louis | MO | 10/2015 | 03/2019 |
| M&T Securities, Inc. | Frederick | MD | 03/2019 | 10/2020 |
| Prudential Insurance Company Of America | Frederick | MD | 10/2020 | Present |
| Pruco Securities, Llc. | Frederick | MD | 10/2020 | 11/2024 |
| Lpl Enterprise, Llc | Frederick | MD | 11/2024 | Present |
1) 08/26/2024- St Timothy Roman Catholic Church- Non-profit volunteer (not on board)-Review the parish financial statements in conjunction with the other members of the committee and provide advice and recommendations to the pastor.- Not INV Related- At Frederick, MD- Start date 07/01/2022- 1 HRS MTH- 0 HRS During Trading 2) 08/26/2024- St Timothy Council 12255 Charities, Inc.- Non-profit volunteer (not on board)- Review the bank statements, provide financial reports to the membership, write checks as directed. Co-sign checks (2 signers required)- Not INV Related-At Frederick, MD- Start date 08/02/2024- 1 HRS MTH- 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-28 |
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