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711 3Rd Avenue Suite 1802, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-22 |
Branch Locations
711 3Rd Avenue Suite 1802, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bernard Herold & Co., Inc. | Staten Island | NY | 08/2014 | 11/2020 |
| Herold & Lantern Investments, Inc. | Melville | NY | 11/2020 | Present |
| Herold Advisors, Inc. | Staten Island | NY | 09/2025 | Present |
Herold Advisors, Inc. Investment related - located at 1190 Hyland Blvd Staten Island, NY. Investment Advisor Representative team member as of 09/2025. Devote approximately 30 hours/week all of which is during securities trading hours. Duties involve assisting client with investment needs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-20 |
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