Traci Leigh Saxon

Current Employers

Employment History

• 07/2016 → 09/2016
  Unemployed
  Bridgeport, CT
• 10/2016 → 05/2018
  Kestra Investment Services, Llc
  Austin, TX
• 10/2016 → 12/2023
  Paradigm Financial Partners, Llc
  Westport, CT
• 06/2018 → 12/2023
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY
• 12/2023 → Present
  Trivium Point Advisory Llc
  Westport, CT
• 12/2023 → Present
  Lpl Financial Llc
  Westport, CT

Previous Registrations

• 2016-09-20 → 2018-05-30
  Kestra Advisory Services, Llc
  Westport, CT
  Austin, TX
• 2016-09-20 → 2016-09-22
  Kestra Investment Services, Llc
  Westport, CT
  Austin, TX

Other Businesses

1) 12/2023 - Trivium Point Advisory / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2 Hrs per month / 5% Time Spent 2) 12/2023 - PFP Insurance / Non-Variable Insurance / Inv. Related / Westport CT / Start date 12/15/2023 - 2 Hrs per month - 5% Time Spent 3) 12/19/2023 - Trivium Point Advisory, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 12/15/2023 - Time Spent: 90% - I provide investment advisory services through Trivium Point Advisory, LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 03/20/2024 - Trivium Point Insurance Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 12/15/2023 - 5 Hours Per Month/ During Trading 5) 12/20/2024 - Trivium Point Accounting - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Lcoation(s) - Start Date 02/28/2024 - 2 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-09-20
• S63 Uniform Securities Agent State Law Examination
  2016-02-05

Other Names

• Traci Saxon
• Traci Leigh Saxon